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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

MARCELO RICARDO MARINHO-GOMES

Advisor at SVB WEALTH

CHARLOTTE, NC | Denver, CO | Cottonwood Heights, UT

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Search this name across graphsid dfx:ria:a076baeb-57f0-f610-eddc-ca54ffc6aede

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SVB WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 15
Exams: S66
First exam: Jun 5, 2009
First registration: Jun 30, 2009
Dual registered: yes, broker-dealer
Other names: MARCELO GOMES|MARCELO RM GOMES|MARCELO MARINHO
IAPD individual key: 5644106

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Mar 23, 2026	n/a	yes	Denver, CO\|CHARLOTTE, NC	Current employment
SVB WEALTH	Independent wealth	Jun 28, 2022	n/a	yes	Cottonwood Heights, UT	Current employment
SVB INVESTMENT SERVICES INC.	Former SEC adviser	Dec 6, 2021	Jul 29, 2022	no	Cottonwood Heights, UT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 31, 2010	Dec 20, 2021	no	SCOTTSDALE, AZ\|MESA, AZ\|SCOTTSDALE, AZ\|APACHE JUNCTION, AZ\|MESA, AZ\|MESA, AZ\|MESA, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SARASOTA, FL\|NAPLES, FL\|MESA, AZ\|MESA, AZ\|MESA, AZ\|GLENDALE, AZ\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|BOUNTIFUL, UT	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 30, 2009	Mar 22, 2010	no	MESA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVB INVESTMENT SERVICES INC.	SVB WEALTH	Jul 29, 2022	Jun 28, 2022	-31	Bulk transfer	Ibd to RIA
WELLS FARGO ADVISORS	SVB INVESTMENT SERVICES INC.	Dec 20, 2021	Dec 6, 2021	-14	Firm change	Wirehouse to ibd
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Mar 22, 2010	Mar 31, 2010	9	Firm change	Other

Relationships

Registered with (5)

→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: current employment
Jun 28, 2022 to presentfactForm ADV
→ SVB INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Dec 6, 2021 to Jul 29, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2010 to Dec 20, 2021factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 30, 2009 to Mar 22, 2010factForm ADV

Dated events

No dated event names this entity yet.