DFX Intelligence

A•••••• E•••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

A•••••• E•••••• G•••••••••

Advisor at C•••••• A•••••••

MARLTON, NJ

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Search this name across graphsid dfx:ria:a08c4e30-d420-8297-fba3-03083c28f25c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 1, 1986 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Mar 6, 2015	n/a	yes	MARLTON, NJ	Current employment
L•••••• I•••••••••	Independent wealth	Jul 29, 2002	n/a	yes	MARLTON, NJ	Current employment

Relationships

Registered with (2)

→ C•••••• A•••••••Registered adviserregistration: current employment
Mar 6, 2015 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Jul 29, 2002 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a08c4e30-d420-8297-fba3-03083c28f25c
First observed: Jun 1, 1986
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.