DFX Intelligence

j•••• v•• g•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)43 years in industry

j•••• v•• g•••••••

Advisor at S•••• F•••••••• S••••••••• G••••• L••

MADISON, MS

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Search this name across graphsid dfx:ria:a0ad7aae-5eaf-967c-ad74-f7ba30fdf022

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F•••••••• S••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F•••••••• S••••••••• G••••• L••	Independent wealth	Feb 1, 2023	n/a	yes	MADISON, MS	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Jun 4, 2008	Apr 3, 2017	no	FLOWOOD, MS\|JACKSON, MS\|MEMPHIS, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	S•••• F•••••••• S••••••••• G••••• L••	Apr 3, 2017	Feb 1, 2023	2,130	Firm change after gap	Other
F•••••••• S••••••••• G•••• I••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Jun 3, 2008

Relationships

Registered with (3)

→ S•••• F•••••••• S••••••••• G••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jun 4, 2008 to Apr 3, 2017factForm ADV
→ F•••••••• S••••••••• G•••• I••Registered adviserregistration: previous registration
Apr 29, 2002 to Jun 3, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0ad7aae-5eaf-967c-ad74-f7ba30fdf022
First observed: Apr 29, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.