DFX Intelligence

P•••••• S•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

P•••••• S•••••• P•••••

Advisor at T••••

CUMMING, GA

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Search this name across graphsid dfx:ria:a0b10a14-b963-5ce4-b262-dd033c35550b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••	Independent wealth	Jan 2, 2019	n/a	yes	CUMMING, GA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 5, 2011	Dec 31, 2018	no	CUMMING, GA\|Miramar Beach, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	T••••	Dec 31, 2018	Jan 2, 2019	2	Firm change	Ibd to RIA
M•••• C••••••• A••••••• S••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2010	Jan 5, 2011

Relationships

Registered with (5)

→ T••••Registered adviserregistration: current employment
Jan 2, 2019 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2011 to Dec 31, 2018factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Jun 29, 2005 to Dec 31, 2010factForm ADV
→ E•• F•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0b10a14-b963-5ce4-b262-dd033c35550b
First observed: May 2, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.