RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
- Professional profile
- linkedin.com/in/patrick-paxton-013b1816reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Trufp independent RIA currentsince Jan 2, 2019 · Cumming, Ga
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 5, 2011 to Dec 31, 2018 · Cumming, Ga
- Money Concepts Advisory Service BD affiliatedJun 29, 2005 to Dec 31, 2010 · Cumming, Ga
- Esi Financial Advisors independent RIADec 11, 2003 to Jul 1, 2005 · Cumming, Ga
- Veravest Investment Advisors, Inc. unclassifiedMay 2, 2003 to Nov 14, 2003 · Atlanta, Ga
- Cambridge Investment Research Advisors, Inc. to Trufpleft Dec 31, 2018, registered Jan 2, 2019 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Money Concepts Advisory Service to Cambridge Investment Research Advisors, Inc.left Dec 31, 2010, registered Jan 5, 2011 (5 days) · Other
- Esi Financial Advisors to Money Concepts Advisory Serviceleft Jul 1, 2005, registered Jun 29, 2005 (-2 days) · Other
- Veravest Investment Advisors, Inc. to Esi Financial Advisorsleft Nov 14, 2003, registered Dec 11, 2003 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address