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RIA / WealthAdvisorCertified Financial Planner23 years in industry

THOMAS M. REGAN

Advisor at GRYPHON FINANCIAL PARTNERS

COLUMBUS, OH | CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0b17e9b-bac2-fac1-ec3e-6349f6d6fde5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Oct 5, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Thomas M. Regan

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRYPHON FINANCIAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 22, 2003
First registration: Oct 5, 2007
Dual registered: no
IAPD individual key: 4224009

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRYPHON FINANCIAL PARTNERS	Independent wealth	Jul 2, 2017	n/a	yes	COLUMBUS, OH\|CINCINNATI, OH	Current employment
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Sep 25, 2015	Jun 30, 2017	no	Columbus, OH	Previous registration
LENOX WEALTH MANAGEMENT, INC.	Former SEC adviser	Oct 5, 2007	Oct 9, 2014	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHTOWER ADVISORS, LLC	GRYPHON FINANCIAL PARTNERS	Jun 30, 2017	Jul 2, 2017	2	Firm change	Other
LENOX WEALTH MANAGEMENT, INC.	HIGHTOWER ADVISORS, LLC	Oct 9, 2014	Sep 25, 2015	351	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145323:288210:OH:2017-06-30	Jun 30, 2017	Jul 2, 2017	COLUMBUS, OH	Firm change

Relationships

Registered with (3)

→ GRYPHON FINANCIAL PARTNERSRegistered adviserregistration: current employment
Jul 2, 2017 to presentfactForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 25, 2015 to Jun 30, 2017factForm ADV
→ LENOX WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 5, 2007 to Oct 9, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0b17e9b-bac2-fac1-ec3e-6349f6d6fde5
First observed: Oct 5, 2007
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOMAS M. REGAN

Advisor at GRYPHON FINANCIAL PARTNERS

COLUMBUS, OH | CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0b17e9b-bac2-fac1-ec3e-6349f6d6fde5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GRYPHON FINANCIAL PARTNERS

Independent wealth

Jul 2, 2017

n/a

yes

COLUMBUS, OH|CINCINNATI, OH

Current employment

HIGHTOWER ADVISORS, LLC

Bd affiliated wealth

Sep 25, 2015

Jun 30, 2017

Columbus, OH

Previous registration

LENOX WEALTH MANAGEMENT, INC.

Former SEC adviser

Oct 5, 2007

Oct 9, 2014

CINCINNATI, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HIGHTOWER ADVISORS, LLC

GRYPHON FINANCIAL PARTNERS

Jun 30, 2017

Jul 2, 2017

Firm change

Other

LENOX WEALTH MANAGEMENT, INC.

HIGHTOWER ADVISORS, LLC

Oct 9, 2014

Sep 25, 2015

351

Firm change

Other

Team

Left

Joined

From

Kind

145323:288210:OH:2017-06-30

Jun 30, 2017

Jul 2, 2017

COLUMBUS, OH

Firm change