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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LENOX WEALTH MANAGEMENT, INC.

CRD 132818

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fb8e248-cfa9-a344-c8cc-5383ae3a9d4c

Data as of Jun 10, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 1
Observed: Feb 23, 2012 to Jun 10, 2020
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Lenox Wealth Management, Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $644MItem 5.F on the latest filing (2020-06-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $640M
Private client RAUM: $636MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,060
Individual clients: 128
High net worth clients: 146
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $25.1Mgross asset value as reported per fund; never fund size
Custody, client assets: $206M
SEC number: 801-63546
CRD: 132818
Filings on the tape: 27
First filed: Feb 23, 2012
Latest filed: Jun 10, 2020
Organised: Corporation, Ohio

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LENOX ALLIANCE, LLC	Private Equity Fund	$2.5M	Mar 30, 2018	32	Jan 4, 2016	dropped	021-165588

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Buhr, Elizabeth, Anne	VICE PRESIDENT	Na	yes	06/2019	Mar 29, 2017	Jun 10, 2020
LAME, JOHN, CHRISTOPHER	DIRECTOR/CHAIRMAN/CEO	D	yes	02/2005	Feb 23, 2012	Jun 10, 2020
Luecke, Heather, M	VICE PRESIDENT	Na	yes	06/2019	Mar 29, 2017	Jun 10, 2020
LYNCH, MATTHEW, EDWARD	Director	Na	yes	05/2013	Feb 6, 2014	Jun 10, 2020
MEGERLE, ANNE, LAME	SENIOR VICE PRESIDENT	Na	yes	06/2019	Mar 29, 2017	Jun 10, 2020
WELLS, BEN, F	Director	Na	yes	05/2012	Feb 6, 2014	Jun 10, 2020
WILSON, KRISTIN, BLEY	CHIEF COMPLIANCE OFFICER	Na	no	03/2019	Mar 28, 2019	Jun 10, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 26, 2020	$644M	$640M	13	10	0	3	$25.1M
2018	Mar 28, 2019	$541M	$538M	13	9	0	3	$18.2M
2017	Mar 30, 2018	$553M	$551M	14	9	0	4	$24.7M
2016	Mar 29, 2017	$539M	$538M	13	8	n/a	4	$19.6M
2015	Feb 23, 2016	$548M	$547M	10	7	n/a	4	$19.6M
2014	Jan 16, 2015	$693M	$691M	9	7	n/a	n/a	n/a
2013	Feb 6, 2014	$715M	$710M	12	8	n/a	n/a	n/a
2012	Feb 28, 2013	$671M	$667M	14	11	n/a	n/a	n/a
2011	Feb 23, 2012	$580M	$580M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$644M	$541M	18.9%	$539M	6.1%	13	13	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE PLANNING	3	Aug 20, 2020	Aug 25, 2020	CINCINNATI, OH	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (6)

← LYNCH, MATTHEW, EDWARDOwnerDIRECTOR, ownership code NA, individual
Feb 6, 2014 to presentfactForm ADV
← LAME, JOHN, CHRISTOPHEROwnerDIRECTOR/CHAIRMAN/CEO, ownership code D, individual
Feb 23, 2012 to presentfactForm ADV
← MEGERLE, ANNE, LAMEOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV
← WELLS, BEN, FOwnerDIRECTOR, ownership code NA, individual
Feb 6, 2014 to presentfactForm ADV
← Buhr, Elizabeth, AnneOwnerVICE PRESIDENT, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV
← Luecke, Heather, MOwnerVICE PRESIDENT, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV

Owns (1)

← WILSON, KRISTIN, BLEYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2019 to presentfactForm ADV

Moved with (1)

→ CREATIVE PLANNINGRegistered adviser3 advisors, firm absorbed, same day
Aug 20, 2020 to Aug 25, 2020factForm ADV

Registered with (7)

← MATTHEW JOSEPH PITZERAdvisorregistration: previous registration
Mar 21, 2019 to Aug 20, 2020factForm ADV
← ANNE LAME MEGERLEAdvisorregistration: previous registration
Jun 14, 2013 to Aug 20, 2020factForm ADV
← John Christopher Lame, Jr.Advisorregistration: previous registration
Mar 22, 2019 to Aug 20, 2020factForm ADV
← STEVEN EDWARD REDERAdvisorregistration: previous registration
Jan 14, 2015 to Mar 7, 2019factForm ADV
← THOMAS M. REGANAdvisorregistration: previous registration
Oct 5, 2007 to Oct 9, 2014factForm ADV
← RICHARD C. O'DONNELLAdvisorregistration: previous registration
Jun 14, 2013 to Jul 3, 2014factForm ADV
← MICHAEL ELLIOTT RAIDTAdvisorregistration: previous registration
Jun 14, 2013 to May 9, 2014factForm ADV

Advises (1)

→ LENOX ALLIANCE, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Jan 4, 2016 to Mar 30, 2018factForm ADV

Dated events

Occurred
Mar 28, 2019
Control person left
Edward Steven Reder (President) no longer on Schedule A of Lenox Wealth Management, Inc. (listed 2018-03-30, absent 2019-03-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fb8e248-cfa9-a344-c8cc-5383ae3a9d4c
First observed: Feb 23, 2012
Last observed: Jun 10, 2020 76 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LENOX WEALTH MANAGEMENT, INC.

CRD 132818

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fb8e248-cfa9-a344-c8cc-5383ae3a9d4c

Data as of Jun 10, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LENOX ALLIANCE, LLC

Private Equity Fund

$2.5M

Mar 30, 2018

Jan 4, 2016

dropped

021-165588

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Buhr, Elizabeth, Anne

VICE PRESIDENT

yes

06/2019

Mar 29, 2017

Jun 10, 2020

LAME, JOHN, CHRISTOPHER

DIRECTOR/CHAIRMAN/CEO

yes

02/2005

Feb 23, 2012

Jun 10, 2020

Luecke, Heather, M

VICE PRESIDENT

yes

06/2019

Mar 29, 2017

Jun 10, 2020

LYNCH, MATTHEW, EDWARD

Director

yes

05/2013

Feb 6, 2014

Jun 10, 2020

MEGERLE, ANNE, LAME

SENIOR VICE PRESIDENT

yes

06/2019

Mar 29, 2017

Jun 10, 2020

WELLS, BEN, F

Director

yes

05/2012

Feb 6, 2014

Jun 10, 2020

WILSON, KRISTIN, BLEY

CHIEF COMPLIANCE OFFICER

03/2019

Mar 28, 2019

Jun 10, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 26, 2020

$644M

$640M

$25.1M

2018

Mar 28, 2019

$541M

$538M

$18.2M

2017

Mar 30, 2018

$553M

$551M

$24.7M

2016

Mar 29, 2017

$539M

$538M

n/a

$19.6M

2015

Feb 23, 2016

$548M

$547M

n/a

$19.6M

2014

Jan 16, 2015

$693M

$691M

n/a

2013

Feb 6, 2014

$715M

$710M

n/a

2012

Feb 28, 2013

$671M

$667M

n/a

2011

Feb 23, 2012

$580M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$644M

$541M

18.9%

$539M

6.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE PLANNING

Aug 20, 2020

Aug 25, 2020

CINCINNATI, OH

Firm absorbed

RIA to RIA

100.0%