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Advisor at WORLD INVESTMENT ADVISORS, LLC
LINCROFT, NJ | Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | Other adviser | Oct 29, 2019 | n/a | yes | Las Vegas, NV|LINCROFT, NJ | Current employment |
| THE WEALTH CONSULTING GROUP | Independent wealth | Dec 3, 2018 | Oct 31, 2019 | no | LAS VEGAS, NV|LAS VEGAS, NV|SAN DIEGO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 4, 2014 | Oct 29, 2019 | no | SAN DIEGO, CA|RIVERSIDE, CA|IRVINE, CA|TAMPA, FL|IRVINE, CA|COSTA MESA, CA|IRVINE, CA|LAS VEGAS, NV|IRVINE, CA|LAS VEGAS, NV | Previous registration |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | May 20, 2013 | Dec 6, 2018 | no | RIVERSIDE, CA|SAN DIEGO, CA|IRVINE, CA|IRVINE, CA|COSTA MESA, CA|Las Vegas, NV | Previous registration |
| AEGIS FINANCIAL GROUP | n/a | Nov 19, 2010 | Dec 31, 2013 | no | SAN DIEGO, CA | Previous registration |
| H. BECK, INC. | Former SEC adviser | May 17, 2010 | Nov 23, 2010 | no | LONG BEACH, CA|SAN DIEGO, CA | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Aug 26, 2003 | May 17, 2010 | no | SUITE 108, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. | n/a | Jan 16, 2002 | Mar 31, 2003 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE WEALTH CONSULTING GROUP | WORLD INVESTMENT ADVISORS, LLC | Oct 31, 2019 | Oct 29, 2019 | -2 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | THE WEALTH CONSULTING GROUP | Oct 29, 2019 | Dec 3, 2018 | -330 | Firm change after gap | Ibd to RIA |
| INDEPENDENT FINANCIAL PARTNERS | LPL FINANCIAL LLC | Dec 6, 2018 | Dec 4, 2014 | -1,463 | Firm change after gap | Other |
| AEGIS FINANCIAL GROUP | INDEPENDENT FINANCIAL PARTNERS | Dec 31, 2013 | May 20, 2013 | -225 | Firm change after gap | Other |
| H. BECK, INC. | AEGIS FINANCIAL GROUP | Nov 23, 2010 | Nov 19, 2010 | -4 | Firm change | Other |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | H. BECK, INC. | May 17, 2010 | May 17, 2010 | 0 | Firm change | Other |
| CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Mar 31, 2003 | Aug 26, 2003 | 148 | Firm change | Other |