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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | CHEYENNE, WY | GREELEY, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 20, 2025 | n/a | yes | GREELEY, CO|CHEYENNE, WY|SAN DIEGO, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 6, 2012 | Feb 24, 2025 | no | Steamboat Springs, CO|CHEYENNE, WY|Casper, WY|Greeley, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 17, 2006 | Jul 16, 2012 | no | GREELEY, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Feb 24, 2025 | Feb 20, 2025 | -4 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 16, 2012 | Jul 6, 2012 | -10 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:CO:2025-02-24 | Feb 24, 2025 | Feb 20, 2025 | GREELEY, CO | Firm change |