DFX Intelligence

R•••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

R•••• C•••••• M••••••••• L••

CRD 281215

LONDON

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Search this name across graphsid dfx:ria:a0c414a0-5122-f8b6-d612-11e26acf8d53

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 0
Observed: Jun 28, 2022 to Jun 29, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $219B••• Locked
Discretionary RAUM: $219B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 310

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••• G••••• M•••• M••••• F••• L•	Hedge Fund	$217B	Jun 29, 2026	840	Nov 11, 2015	reported	021-248569
R•• C••••••••• O••••••••• L••••••	Hedge Fund	$2.4B	Jun 29, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• R••••••• N••••••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2022	Jun 28, 2022	Jul 1, 2024
N••••••••• C•••••••	CHIEF LEGAL OFFICER	Na	yes	08/2021	Jun 28, 2022	Jul 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• C•••••• M••••••••• ••• L•	n/a	Asset manager	$20B	N	yes	n/a
R•••• C•••••• M••••••••• ••• L••	n/a	n/a	n/a	Y	yes	n/a
R•••• C•••••• M••••••••• ••••••• L•

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$219B	$193B	13.8%	n/a	n/a	310	230	0	0

Relationships

Affiliated with (2)

← R•••• C•••••• M••••••••• ••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
→ R•••• C•••••• M••••••••• ••• L•Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (2)

→ R•• C••••••••• O••••••••• L••••••Private fundHedge Fund, IA
Jan 5, 2024 to presentfactForm ADV
→ R•••• G••••• M•••• M••••• F••• L•

Dated events

Occurred
Jun 29, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$1.1B
Occurred
Jun 12, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 1, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 5, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0c414a0-5122-f8b6-d612-11e26acf8d53
First observed: Jun 28, 2022
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.