DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• C•••••• M••••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Jun 28, 2022 · 13 filings
SEC status approved since Jul 28, 2022
RAUM
$219B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
310
68 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$219B as of Jun 29, 2026
Jun 28, 2023$172B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 28, 20230 then
Employees (5.A)310 as of Jun 29, 2026
Jun 28, 2023191 then
Private funds2 as of Jun 29, 2026
Jun 28, 20231 then
RAUM +14% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $219B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$219B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $219B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• G••••• M•••• M••••• F••• L• | Hedge Fund | $192B | 504 | Nov 11, 2015 |
| R•• C••••••••• O••••••••• L•••••• | Hedge Fund | $1.3B | 1 | Jan 5, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• R••••••• N•••••• · Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- N••••••••• C••••••• · Chief Legal Officercontrolsince 08/2021 · owns less than 5%
- R••••• C••••••••• C•••••• · Chief Investment Officercontrolsince 09/2015 · owns 50% to 75%
- S••••••••• M••••••• O••••• · Chief Strategy Officercontrolsince 12/2022 · owns less than 5%
- S•••••• S•••••• · Chief Risk Officercontrolsince 01/2024 · owns less than 5%
- R••••• C••••••••• C•••••• · L•••••• Partnercontrolsince 04/2015 · owns 75% or more of R•••• C•••••• M••••••••• ••••••• L•
Entity owners
- R•••• S••••••• ••• L•••••• · L•••••• Partner Of R•••• C•••••• M••••••••• L••direct · owns 25% to 50%
- R•••• C•••••• M••••••••• ••• L•••••• · General Partnerindirect · owns F of R•••• C•••••• M••••••••• ••••••• L•
- R•••• C•••••• M••••••••• ••••••• L• · Shareholderindirect · owns 75% or more of R•••• I••••••••• ••••••• L••••••
- R•••• I••••••••• ••••••• L•••••• · Shareholderindirect · owns 75% or more of R•••• S••••••• ••• L••••••
Related persons
Schedule D 7.A
- R•••• C•••••• M••••••••• ••• L••pooled vehicle sponsory
- R•••• C•••••• M••••••••• ••••••• L•pooled vehicle sponsory
- R•••• C•••••• M••••••••• ••• L•investment adviserbanknRAUM $20B
- R•••• G••••• M•••• ••• L••••••pooled vehicle sponsorn
Advisers that list R•••• C•••••• M••••••••• L•• as a related person
- 306046 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 62 to 68Feb 27, 2026 to Jun 29, 2026
- Assets in custody · $230B to $219BFeb 27, 2026 to Jun 29, 2026
- Employees · 293 to 310Feb 27, 2026 to Jun 29, 2026
- Discretionary RAUM · $230B to $219BFeb 27, 2026 to Jun 29, 2026
- Pooled vehicle RAUM · $230B to $219BFeb 27, 2026 to Jun 29, 2026
- RAUM · $230B to $219BFeb 27, 2026 to Jun 29, 2026
- Advisory employees · 43 to 62Feb 28, 2025 to Jun 27, 2025
- Assets in custody · $193B to $230BFeb 28, 2025 to Jun 27, 2025
- Employees · 230 to 293Feb 28, 2025 to Jun 27, 2025
- Financial planning clients · unset to Feb 28, 2025 to Jun 27, 2025
- Discretionary RAUM · $193B to $230BFeb 28, 2025 to Jun 27, 2025
- Pooled vehicle RAUM · $193B to $230BFeb 28, 2025 to Jun 27, 2025
- RAUM · $193B to $230BFeb 28, 2025 to Jun 27, 2025
- HQ state · unset to Jul 1, 2024 to Feb 28, 2025
- Accounts · 1 to 2Jun 12, 2024 to Jun 27, 2024
- Advisory employees · 35 to 43Jun 12, 2024 to Jun 27, 2024
- Pooled vehicle clients · 1 to 2Jun 12, 2024 to Jun 27, 2024
- Assets in custody · $172B to $193BJun 12, 2024 to Jun 27, 2024
- Employees · 191 to 230Jun 12, 2024 to Jun 27, 2024
- Discretionary RAUM · $172B to $193BJun 12, 2024 to Jun 27, 2024
- Pooled vehicle RAUM · $172B to $193BJun 12, 2024 to Jun 27, 2024
- RAUM · $172B to $193BJun 12, 2024 to Jun 27, 2024
- Private funds · 1 to 2Jun 28, 2023 to Jan 5, 2024
- Advisory employees · 37 to 35Nov 7, 2022 to Jun 28, 2023
- Assets in custody · $138B to $172BNov 7, 2022 to Jun 28, 2023
- Employees · 194 to 191Nov 7, 2022 to Jun 28, 2023
- Discretionary RAUM · $138B to $172BNov 7, 2022 to Jun 28, 2023
- Pooled vehicle RAUM · $138B to $172BNov 7, 2022 to Jun 28, 2023
- RAUM · $138B to $172BNov 7, 2022 to Jun 28, 2023
- Private funds · 2 to 1Jun 28, 2022 to Sep 16, 2022
Signals
5 dated events
- Dmitry Green (Co-Chief Risk Officer) no longer on Schedule A of R•••• C•••••• M••••••••• L•• (listed 2024-03-01, absent 2024-06-12)Jun 12, 2024 · Control person left · inference
- Steven Mark Edwards (Chief Executive Officer) no longer on Schedule A of R•••• C•••••• M••••••••• L•• (listed 2024-01-05, absent 2024-03-01)Mar 1, 2024 · Control person left · inference
- S•••••• S••••• (Co-Chief Risk Officer) appeared on Schedule A of R•••• C•••••• M••••••••• L••Jan 5, 2024 · Control person joined · fact
- Mark Andrew Brown (Chief Operating Officer) no longer on Schedule A of R•••• C•••••• M••••••••• L•• (listed 2022-09-16, absent 2022-11-07)Nov 7, 2022 · Control person left · inference
- R•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rokoscapitalmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- rokoscapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44(0)2036689000reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026