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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

THE STERLING GROUP

STERLING GROUP WEALTH MANAGEMENT, LLC, CRD 111782

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0d8d0da-56d9-d266-0f04-1b5ee11e2c50

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jul 31, 2012 to Mar 30, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $471MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $471M
Private client RAUM: $471MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $118Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 876
Individual clients: 132
High net worth clients: 149
Custody, client assets: $137M
SEC number: 801-77006
CIK: 1852307
CRD: 111782
Filings on the tape: 37
First filed: Jul 31, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, CA
Website: tsgadvisor.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES HUNT SALEMBIER	Chartered Financial Consultant	PASADENA, CA	26	33	n/a	yes
ANTHONY JOHN NAHRA	Certified Financial Planner	PASADENA, CA	18	29	2	yes
GRETCHEN REBECCA PRINCE	n/a	PASADENA, CA	3	19	n/a	yes
Charles Davis Lee	n/a	PASADENA, CA	0	13	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SALEMBIER, CHARLES, HUNT	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	03/2012	Jul 31, 2012	Jan 31, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$471M	$471M	9	5	0	n/a	n/a
2024	Mar 31, 2025	$397M	$397M	8	4	0	n/a	n/a
2023	Jan 31, 2024	$343M	$343M	7	4	0	n/a	n/a
2022	Mar 31, 2023	$294M	$294M	6	4	0	n/a	n/a
2021	Mar 30, 2022	$294M	$294M	6	3	0	n/a	n/a
2020	Mar 9, 2021	$239M	$239M	6	3	0	n/a	n/a
2019	Mar 30, 2020	$245M	$235M	9	3	0	n/a	n/a
2018	Mar 3, 2019	$346M	$331M	16	5	0	n/a	n/a
2017	Feb 1, 2018	$362M	$347M	17	6	1	n/a	n/a
2016	Mar 31, 2017	$296M	$286M	16	5	n/a	n/a	n/a
2015	Mar 30, 2016	$268M	$256M	14	5	n/a	n/a	n/a
2014	Mar 31, 2015	$264M	$264M	14	5	n/a	n/a	n/a
2013	Apr 22, 2014	$238M	$238M	14	5	n/a	n/a	n/a
2012	Mar 28, 2013	$213M	$213M	12	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$471M	$397M	18.8%	$294M	17.1%	9	8	0	0

Relationships

Registered with (7)

← Charles Davis LeeAdvisorregistration: current employment
Feb 20, 2026 to presentfactForm ADV
← GRETCHEN REBECCA PRINCEAdvisorregistration: current employment
Feb 9, 2023 to presentfactForm ADV
← ANTHONY JOHN NAHRAAdvisorregistration: current employment
Nov 19, 2007 to presentfactForm ADV
← CHARLES HUNT SALEMBIERAdvisorregistration: current employment
Nov 5, 1999 to presentfactForm ADV
← Mark SHUSTERAdvisorregistration: previous registration
Feb 5, 2014 to Aug 31, 2020factForm ADV
← MICHAEL PATRICK HATCHAdvisorregistration: previous registration
Nov 5, 1999 to Apr 29, 2019factForm ADV
← ANA TEPERAdvisorregistration: previous registration
Feb 5, 2014 to Aug 8, 2016factForm ADV

Controls (1)

← SALEMBIER, CHARLES, HUNTOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 31, 2012 to Jan 31, 2024factForm ADV

Dated events

Occurred
Mar 30, 2022
Control person left
Patrick Michael Hatch (Managing Member) no longer on Schedule A of The Sterling Group (listed 2021-08-02, absent 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
The Sterling Group reported RAUM $245.0M, down 29% from $345.8M (2019-12-06 to 2020-03-30)
Form ADVobserved 5 days ago
$-101M
Occurred
Jul 31, 2012
First Form ADV filing
The Sterling Group filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0d8d0da-56d9-d266-0f04-1b5ee11e2c50
First observed: Jul 31, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE STERLING GROUP

STERLING GROUP WEALTH MANAGEMENT, LLC, CRD 111782

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0d8d0da-56d9-d266-0f04-1b5ee11e2c50

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES HUNT SALEMBIER

Chartered Financial Consultant

PASADENA, CA

n/a

yes

ANTHONY JOHN NAHRA

Certified Financial Planner

PASADENA, CA

yes

GRETCHEN REBECCA PRINCE

n/a

PASADENA, CA

n/a

yes

Charles Davis Lee

n/a

PASADENA, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SALEMBIER, CHARLES, HUNT

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

03/2012

Jul 31, 2012

Jan 31, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$471M

n/a

2024

Mar 31, 2025

$397M

n/a

2023

Jan 31, 2024

$343M

n/a

2022

Mar 31, 2023

$294M

n/a

2021

Mar 30, 2022

$294M

n/a

2020

Mar 9, 2021

$239M

n/a

2019

Mar 30, 2020

$245M

$235M

n/a

2018

Mar 3, 2019

$346M

$331M

n/a

2017

Feb 1, 2018

$362M

$347M

n/a

2016

Mar 31, 2017

$296M

$286M

n/a

2015

Mar 30, 2016

$268M

$256M

n/a

2014

Mar 31, 2015

$264M

n/a

2013

Apr 22, 2014

$238M

n/a

2012

Mar 28, 2013

$213M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$471M

$397M

18.8%

$294M

17.1%