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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)17 years in industry

ANA TEPER

Advisor at CHARLES SCHWAB & CO., INC.

Encino, CA

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Search this name across graphsid dfx:ria:ed6f604a-cf70-6c19-fc0e-70e673b504a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 6, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Jul 13, 2020
First registration: Oct 6, 2008
Dual registered: yes, broker-dealer
Other names: Ana Teper|ANA KOVNATSKY|Anna Teper|ANNA TEPER
IAPD individual key: 5587499

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 6, 2025	n/a	yes	Encino, CA	Current employment
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 6, 2023	Sep 30, 2025	no	Glendale, CA\|WOODLAND HILLS, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 9, 2021	Jul 29, 2022	no	COVINGTON, KY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 20, 2020	Jul 6, 2021	no	WOODLAND HILLS, CA	Previous registration
THE STERLING GROUP	Independent wealth	Feb 5, 2014	Aug 8, 2016	no	PASADENA, CA	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Oct 6, 2008	Sep 23, 2013	no	ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALIC FINANCIAL ADVISORS, INC.	CHARLES SCHWAB & CO., INC.	Sep 30, 2025	Oct 6, 2025	6	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	VALIC FINANCIAL ADVISORS, INC.	Jul 29, 2022	Jan 6, 2023	161	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 6, 2021	Sep 9, 2021	65	Firm change	Ibd to ibd
THE STERLING GROUP	EQUITABLE ADVISORS, LLC	Aug 8, 2016	Jul 20, 2020	1,442	Firm change after gap	Other
ASSETMARK, INC.	THE STERLING GROUP	Sep 23, 2013	Feb 5, 2014	135	Firm change	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 6, 2023 to Sep 30, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 9, 2021 to Jul 29, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 20, 2020 to Jul 6, 2021factForm ADV
→ THE STERLING GROUPRegistered adviserregistration: previous registration
Feb 5, 2014 to Aug 8, 2016factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Oct 6, 2008 to Sep 23, 2013factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
Ana Teper left Valic Financial Advisors, Inc. for Charles Schwab & Co., Inc. (registered 2025-10-06)
Form ADVobserved 5 days ago
Occurred
Jul 29, 2022
Advisor changed firm
Ana Teper left Fidelity Personal And Workplace Advisors for Valic Financial Advisors, Inc. (registered 2023-01-06)
Form ADVobserved 5 days ago