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Advisor at LEVEL FOUR ADVISORY SERVICES
CHARLESTON, SC | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Oct 14, 2022 | n/a | yes | DALLAS, TX|CHARLESTON, SC | Current employment |
| MID-ATLANTIC SECURITIES, INC. | Former SEC adviser | Jun 25, 2007 | Oct 31, 2022 | no | CHARLOTTESVILLE, VA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Mar 8, 1999 | Sep 17, 2002 | no | CHARLOTTESVILLE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID-ATLANTIC SECURITIES, INC. | LEVEL FOUR ADVISORY SERVICES | Oct 31, 2022 | Oct 14, 2022 | -17 | Firm change | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | MID-ATLANTIC SECURITIES, INC. | Sep 17, 2002 | Jun 25, 2007 | 1,742 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18836:134086:VA:2022-10-31 | Oct 31, 2022 | Oct 14, 2022 | CHARLOTTESVILLE, VA | Firm change |