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RIA / WealthAdvisor32 years in industry

PAUL NORMAN FRANKLIN

Advisor at FRANKLIN TREND INVESTMENT MANAGEMENT, LLC

BOISE, ID

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Search this name across graphsid dfx:ria:a0e4d588-5609-eabd-1760-39cd37669084

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FRANKLIN TREND INVESTMENT MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Sep 28, 1993
First registration: May 11, 1994
Dual registered: no
Other names: PJ FRANKLIN|PJ FRANKLIN|PAUL N FRANKLIN
IAPD individual key: 2393728

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FRANKLIN TREND INVESTMENT MANAGEMENT, LLC	State registered	Apr 27, 2016	n/a	yes	BOISE, ID	Current employment
UNITED ADVISORS SERVICES, LLC	Former SEC adviser	May 22, 2015	Mar 31, 2017	no	BOISE, ID	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 13, 2006	Jun 10, 2015	no	BOISE, ID\|BOISE, ID\|WEEHAWKEN, NJ\|SEATTLE, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 11, 1994	Jan 17, 2006	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED ADVISORS SERVICES, LLC	FRANKLIN TREND INVESTMENT MANAGEMENT, LLC	Mar 31, 2017	Apr 27, 2016	-338	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	UNITED ADVISORS SERVICES, LLC	Jun 10, 2015	May 22, 2015	-19	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jan 17, 2006	Jan 13, 2006	-4	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ FRANKLIN TREND INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 27, 2016 to presentfactForm ADV
→ UNITED ADVISORS SERVICES, LLCRegistered adviserregistration: previous registration
May 22, 2015 to Mar 31, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 13, 2006 to Jun 10, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 11, 1994 to Jan 17, 2006factForm ADV

Dated events

No dated event names this entity yet.