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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

CRD 322496

ROSWELL, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0e5efe2-2683-93de-c193-13da703b2d73

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 12
On other graphs: 0
Observed: Jul 27, 2022 to Mar 28, 2025
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $295MItem 5.F on the latest filing (2025-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $264M
Private client RAUM: $294MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 926
Individual clients: 200
High net worth clients: 90
SEC number: 801-126453
CRD: 322496
Filings on the tape: 10
First filed: Jul 27, 2022
Latest filed: Mar 28, 2025
Organised: Limited Liability Company, GA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FEZZA, ROBERT, FRANCIS	Partner	D	yes	08/2022	Sep 19, 2022	Mar 5, 2024
SIDERS, STEPHEN, ANDREW	PARTNER AND CCO	D	yes	08/2022	Sep 19, 2022	Mar 5, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Mar 28, 2025	$295M	$264M	4	2	n/a	n/a
2023	Mar 5, 2024	$264M	$245M	5	3	n/a	n/a
2022	Jan 30, 2023	$229M	$213M	5	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$295M	$264M	11.9%	n/a	n/a	4	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORUM FINANCIAL MANAGEMENT, LP	2	Dec 31, 2025	Dec 15, 2025	ROSWELL, GA	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA INVESTMENT ADVISERS LLC	4	Oct 28, 2022	Nov 3, 2022	ROSWELL, GA	Team lift out	Ibd to new firm	0.2%

Relationships

Registered with (4)

← ROBERT FRANCIS FEZZAAdvisorregistration: previous registration
Sep 19, 2022 to Dec 31, 2025factForm ADV
← STEPHEN ANDREW SIDERSAdvisorregistration: previous registration
Sep 19, 2022 to Dec 31, 2025factForm ADV
← ANNE KATHLEEN SIMPSONAdvisorregistration: previous registration
Sep 19, 2022 to Aug 6, 2024factForm ADV
← ROMAN SHLYAKHETKOAdvisorregistration: previous registration
Nov 3, 2022 to Aug 23, 2023factForm ADV

Moved with (2)

→ FORUM FINANCIAL MANAGEMENT, LPRegistered adviser2 advisors, team lift out, same day
Dec 31, 2025 to Dec 15, 2025factForm ADV
← CETERA INVESTMENT ADVISERS LLCRegistered adviser4 advisors, team lift out, same day
Oct 28, 2022 to Nov 3, 2022factForm ADV

Controls (2)

← FEZZA, ROBERT, FRANCISOwnerPARTNER, ownership code D, individual
Sep 19, 2022 to Mar 5, 2024factForm ADV
← SIDERS, STEPHEN, ANDREWOwnerPARTNER AND CCO, ownership code D, individual
Sep 19, 2022 to Mar 5, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2025
Team lift-out
2 advisors left Odyssey Personal Financial Advisors, LLC (Roswell, GA) for Forum Financial Management, LP on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 31, 2025
Advisor changed firm
Robert Francis Fezza left Odyssey Personal Financial Advisors, Llc for Forum Financial Management, Lp (registered 2025-11-14)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Stephen Andrew Siders left Odyssey Personal Financial Advisors, Llc for Forum Financial Management, Lp (registered 2025-12-15)
Form ADVobserved 4 days ago
Occurred
Aug 6, 2024
Advisor changed firm
Anne Kathleen Simpson left Odyssey Personal Financial Advisors, Llc for Kenwyck Capital (registered 2024-10-25)
Form ADVobserved 4 days ago
Occurred
Aug 23, 2023
Advisor changed firm
Roman Shlyakhetko left Odyssey Personal Financial Advisors, Llc for Financial Navigators Inc. (registered 2023-09-07)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2022
Team lift-out
4 advisors left Cetera Investment Advisers LLC (Roswell, GA) for Odyssey Personal Financial Advisors, LLC on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Sep 19, 2022
Succession filed (Item 4)
Opfa, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Sep 19, 2022
Control person left
Anthony David Canale (Managing Member And Cco) no longer on Schedule A of Odyssey Personal Financial Advisors, Llc (listed 2022-07-27, absent 2022-09-19)
Form ADVobserved 4 days ago
Occurred
Sep 19, 2022
Control person joined
Andrew Stephen Siders (Partner And Cco) appeared on Schedule A of Odyssey Personal Financial Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Sep 19, 2022
Control person joined
Francis Robert Fezza (Partner) appeared on Schedule A of Odyssey Personal Financial Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jul 27, 2022
First Form ADV filing
Opfa, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Feb 2, 2026
Odyssey Personal Financial Advisors, Llc no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $295.3M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0e5efe2-2683-93de-c193-13da703b2d73
First observed: Jul 27, 2022
Last observed: Mar 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

CRD 322496

ROSWELL, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0e5efe2-2683-93de-c193-13da703b2d73

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FEZZA, ROBERT, FRANCIS

Partner

yes

08/2022

Sep 19, 2022

Mar 5, 2024

SIDERS, STEPHEN, ANDREW

PARTNER AND CCO

yes

08/2022

Sep 19, 2022

Mar 5, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 28, 2025

$295M

$264M

n/a

2023

Mar 5, 2024

$264M

$245M

n/a

2022

Jan 30, 2023

$229M

$213M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$295M

$264M

11.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FORUM FINANCIAL MANAGEMENT, LP

Dec 31, 2025

Dec 15, 2025

ROSWELL, GA

Team lift out

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA INVESTMENT ADVISERS LLC

Oct 28, 2022

Nov 3, 2022

ROSWELL, GA

Team lift out

Ibd to new firm

0.2%