DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Odyssey Personal Financial Advisors, LLC
Latest filing Mar 28, 2025
First filing on the tape Jul 27, 2022 · 10 filings
SEC status approved since Aug 26, 2022
RAUM
$295M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
99%
$294M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$295M as of Mar 28, 2025
Jan 30, 2023$229M then
HNW client RAUM$221M as of Mar 28, 2025
Jan 30, 2023$132M then
State-registered IARs (5.B.3)2 as of Mar 28, 2025
Jan 30, 20233 then
Employees (5.A)4 as of Mar 28, 2025
Jan 30, 20235 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $318,949derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$221M75%
- Individuals$72.2M24%
- Pension and profit-sharing plans$1.8M0.6%
- Individual clients
- 200reported
- HNW clients
- 90reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 926reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Stephen Andrew Siders to Forum Financial Management, LPDec 31, 2025 · RIA to RIA
- Robert Francis Fezza to Forum Financial Management, LPDec 31, 2025 · RIA to RIA
- Anne Kathleen Simpson to Kenwyck CapitalAug 6, 2024 · RIA to a state-registered adviser
- Roman Shlyakhetko to Financial Navigators Inc.Aug 23, 2023 · RIA to RIA
Joined, latest
- Roman Shlyakhetko from Cetera Investment Advisers LLCNov 3, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Stephen Andrew Siders from Cetera Investment Advisers LLCSep 19, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Robert Francis Fezza from Cetera Investment Advisers LLCSep 19, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Anne Kathleen Simpson from Cetera Investment Advisers LLCSep 19, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Forum Financial Management, LPDec 31, 2025 · Roswell, Ga
- 4 joined from Cetera Investment Advisers LLCOct 28, 2022 · Roswell, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis Robert Fezza · Partnercontrolsince 08/2022 · owns 50% to 75%
- Andrew Stephen Siders · Partner And Ccocontrolsince 08/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Roswell, Ga · principal | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 914 to 926Mar 5, 2024 to Mar 28, 2025
- Advisory employees · 3 to 2Mar 5, 2024 to Mar 28, 2025
- HNW clients · 76 to 90Mar 5, 2024 to Mar 28, 2025
- Individual clients · 210 to 200Mar 5, 2024 to Mar 28, 2025
- Employees · 5 to 4Mar 5, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 5, 2024 to Mar 28, 2025
- State-registered IARs · 3 to 2Mar 5, 2024 to Mar 28, 2025
- Discretionary RAUM · $245M to $264MMar 5, 2024 to Mar 28, 2025
- HNW RAUM · $187M to $221MMar 5, 2024 to Mar 28, 2025
- Individual RAUM · $77.1M to $72.2MMar 5, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $19.4M to $30.9MMar 5, 2024 to Mar 28, 2025
- Pension RAUM · unset to 1777000.0Mar 5, 2024 to Mar 28, 2025
- RAUM · $264M to $295MMar 5, 2024 to Mar 28, 2025
- Accounts · 895 to 914Jun 14, 2023 to Mar 5, 2024
- HNW clients · 69 to 76Jun 14, 2023 to Mar 5, 2024
- Individual clients · 187 to 210Jun 14, 2023 to Mar 5, 2024
- Discretionary RAUM · $213M to $245MJun 14, 2023 to Mar 5, 2024
- HNW RAUM · $132M to $187MJun 14, 2023 to Mar 5, 2024
- Individual RAUM · $97.3M to $77.1MJun 14, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $16.7M to $19.4MJun 14, 2023 to Mar 5, 2024
- RAUM · $229M to $264MJun 14, 2023 to Mar 5, 2024
- Business name · OPFA, LLC to ODYSSEY PERSONAL FINANCIAL ADVISORS, LLCFeb 8, 2023 to Feb 23, 2023
- Accounts · 816 to 895Dec 5, 2022 to Jan 30, 2023
- HNW clients · 79 to 69Dec 5, 2022 to Jan 30, 2023
- Individual clients · 133 to 187Dec 5, 2022 to Jan 30, 2023
- Employees · 3 to 5Dec 5, 2022 to Jan 30, 2023
- Insurance-licensed employees · 3 to 0Dec 5, 2022 to Jan 30, 2023
- Discretionary RAUM · $211M to $213MDec 5, 2022 to Jan 30, 2023
- HNW RAUM · $182M to $132MDec 5, 2022 to Jan 30, 2023
- Individual RAUM · $28.9M to $97.3MDec 5, 2022 to Jan 30, 2023
- Non-discretionary RAUM · $0 to $16.7MDec 5, 2022 to Jan 30, 2023
- RAUM · $211M to $229MDec 5, 2022 to Jan 30, 2023
- Accounts · 0 to 816Sep 19, 2022 to Dec 5, 2022
- BD registered reps · 3 to 2Sep 19, 2022 to Dec 5, 2022
- HNW clients · unset to 79.0Sep 19, 2022 to Dec 5, 2022
- Individual clients · unset to 133.0Sep 19, 2022 to Dec 5, 2022
- Legal name · OPFA, LLC to ODYSSEY PERSONAL FINANCIAL ADVISORS, LLCSep 19, 2022 to Dec 5, 2022
- Discretionary RAUM · $0 to $211MSep 19, 2022 to Dec 5, 2022
- HNW RAUM · unset to 182000000.0Sep 19, 2022 to Dec 5, 2022
- Individual RAUM · unset to 28900000.0Sep 19, 2022 to Dec 5, 2022
Signals
12 dated events
- Odyssey Personal Financial Advisors, Llc no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $295.3M)Feb 2, 2026 · Left the SEC roster · derived
- Robert Francis Fezza left Odyssey Personal Financial Advisors, Llc for Forum Financial Management, Lp (registered 2025-11-14)Dec 31, 2025 · Advisor changed firm · fact
- Stephen Andrew Siders left Odyssey Personal Financial Advisors, Llc for Forum Financial Management, Lp (registered 2025-12-15)Dec 31, 2025 · Advisor changed firm · fact
- 2 advisors left Odyssey Personal Financial Advisors, LLC (Roswell, GA) for Forum Financial Management, LP on the same dayDec 31, 2025 · Team lift-out · derived
- Anne Kathleen Simpson left Odyssey Personal Financial Advisors, Llc for Kenwyck Capital (registered 2024-10-25)Aug 6, 2024 · Advisor changed firm · fact
- Roman Shlyakhetko left Odyssey Personal Financial Advisors, Llc for Financial Navigators Inc. (registered 2023-09-07)Aug 23, 2023 · Advisor changed firm · fact
- 4 advisors left Cetera Investment Advisers LLC (Roswell, GA) for Odyssey Personal Financial Advisors, LLC on the same dayOct 28, 2022 · Team lift-out · derived
- Francis Robert Fezza (Partner) appeared on Schedule A of Odyssey Personal Financial Advisors, LlcSep 19, 2022 · Control person joined · fact
- Andrew Stephen Siders (Partner And Cco) appeared on Schedule A of Odyssey Personal Financial Advisors, LlcSep 19, 2022 · Control person joined · fact
- Anthony David Canale (Managing Member And Cco) no longer on Schedule A of Odyssey Personal Financial Advisors, Llc (listed 2022-07-27, absent 2022-09-19)Sep 19, 2022 · Control person left · inference
- Opfa, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 19, 2022 · Succession (Item 4) · fact
- Opfa, Llc filed its initial SEC registration (Form ADV)Jul 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026