DFX Intelligence

G••••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

G••••••• J••••••

Advisor at S••••• F••••••••

ORANGE, CA

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Search this name across graphsid dfx:ria:a0eb9a67-f1e2-4eec-91a5-7cd67130bd3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Aug 13, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••	Independent wealth	Jul 22, 2026	n/a	yes	ORANGE, CA	Current employment
A••••••• W••••• A•••••••	Bd affiliated wealth	Jul 28, 2025	Jan 15, 2026	no	ORANGE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• A•••••••	S••••• F••••••••	Jan 15, 2026	Jul 22, 2026	188	Firm change	Ibd to RIA
D••• D••••••• • C••	A••••••• W••••• A•••••••	Jun 10, 2025	Jul 28, 2025

Relationships

Registered with (4)

→ S••••• F••••••••Registered adviserregistration: previous registration
Aug 13, 2019 to Oct 28, 2022factForm ADV
→ A••••••• W••••• A•••••••Registered adviserregistration: previous registration
Jul 28, 2025 to Jan 15, 2026factForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Sep 25, 2023 to Jun 10, 2025factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 28, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0eb9a67-f1e2-4eec-91a5-7cd67130bd3e
First observed: Aug 13, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.