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RIA / WealthAdvisor18 years in industry

Thomas Desiderio

Advisor at CLINTON INVESTMENT MANAGEMENT, LLC

STAMFORD, CT

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Search this name across graphsid dfx:ria:a0efb11e-3472-51fe-def5-2b912a33a0a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLINTON INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 8, 2008
First registration: Oct 15, 2008
Dual registered: no
Other names: THOMAS A DESIDERIO
IAPD individual key: 2429072

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLINTON INVESTMENT MANAGEMENT, LLC	Independent wealth	Dec 10, 2025	n/a	yes	STAMFORD, CT	Current employment
SYMMETRY PARTNERS	Independent wealth	Jun 16, 2025	Dec 8, 2025	no	GLASTONBURY, CT	Previous registration
AMERICAN BEACON ADVISORS, INC.	Other adviser	Dec 6, 2021	Jul 12, 2024	no	Wilton, CT\|IRVING, TX	Previous registration
GOTHAM ASSET MANAGEMENT, LLC	Mixed wealth	Jan 7, 2016	May 7, 2021	no	NEW YORK, NY	Previous registration
GOTHAM ASSET MANAGEMENT, LLC	Mixed wealth	Jul 2, 2009	Dec 31, 2015	no	NEW YORK, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Oct 15, 2008	Mar 9, 2009	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SYMMETRY PARTNERS	CLINTON INVESTMENT MANAGEMENT, LLC	Dec 8, 2025	Dec 10, 2025	2	Firm change	RIA to RIA
AMERICAN BEACON ADVISORS, INC.	SYMMETRY PARTNERS	Jul 12, 2024	Jun 16, 2025	339	Firm change	Other
GOTHAM ASSET MANAGEMENT, LLC	AMERICAN BEACON ADVISORS, INC.	May 7, 2021	Dec 6, 2021	213	Firm change	Other
MORGAN STANLEY & CO. LLC	GOTHAM ASSET MANAGEMENT, LLC	Mar 9, 2009	Jul 2, 2009	115	Firm change	Other

Relationships

Registered with (5)

→ CLINTON INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ SYMMETRY PARTNERSRegistered adviserregistration: previous registration
Jun 16, 2025 to Dec 8, 2025factForm ADV
→ AMERICAN BEACON ADVISORS, INC.Registered adviserregistration: previous registration
Dec 6, 2021 to Jul 12, 2024factForm ADV
→ GOTHAM ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 7, 2016 to May 7, 2021factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Oct 15, 2008 to Mar 9, 2009factForm ADV

Dated events

Occurred
Dec 8, 2025
Advisor changed firm
Thomas Desiderio left Symmetry Partners for Clinton Investment Management, Llc (registered 2025-12-10)
Form ADVobserved 6 days ago
Occurred
Jul 12, 2024
Advisor changed firm
Thomas Desiderio left American Beacon Advisors, Inc. for Symmetry Partners (registered 2025-06-16)
Form ADVobserved 6 days ago