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CRD 105552
IRVING, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JASON LAMONT WATSON | n/a | IRVING, TX | 15 | 24 | 1 | yes |
| BRIAN JOSEPH MARKEY | n/a | IRVING, TX | 15 | 28 | 2 | yes |
| TARA MARGARET BUENO | n/a | IRVING, TX | 14 | 28 | 3 | yes |
| ROBYN ALEXANDRA GARDNER | n/a | FORT WORTH, TX | 12 | 15 | 1 | yes |
| ERIK ALEXANDER MEYER | n/a | IRVING, TX | 11 | 19 | 4 | yes |
| Erin Kae Higginbotham | Chartered Financial Analyst | IRVING, TX | 10 | 27 | n/a | no |
| SAMUEL JOSEPH SILVER | n/a | IRVING, TX | 10 | 39 | n/a | no |
| David Crosby Boone | n/a | IRVING, TX | 10 | 25 | n/a | no |
| Christopher Adam Stuck | n/a | IRVING, TX | 8 | 17 | 2 | yes |
| ALBERT FREDERICK BARBARO | n/a | IRVING, TX | Tallassee, AL | 3 | 38 | 1 | yes |
| ERIC CAMERON TARGOFF | n/a | IRVING, TX | 3 | 11 | 5 | yes |
| Peter Ratcliffe | n/a | IRVING, TX | Marlton, NJ | 3 | 25 | 5 | yes |
| MATTHEW WARREN HERBERT | n/a | IRVING, TX | 2 | 13 | 2 | yes |
| Theodore Raymond Wozniak | Chartered Financial Analyst | Wayne, PA | IRVING, TX | 1 | 27 | 1 | yes |
| Bobby Bahadar Singh Takhar | n/a | IRVING, TX | Elk Grove, CA | 0 | 18 | 4 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| AMERICAN PRIVATE EQUITY PARTNERS II, L.P. | Hedge Fund | $7.7M | Mar 20, 2023 | 62 | Mar 30, 2012 | dropped | 021-91560 |
| AMERICAN PRIVATE EQUITY PARTNERS, L.P. | Hedge Fund | $7.1M | Sep 19, 2018 | 36 | Mar 30, 2012 | dropped | 021-43923 |
| AMERICAN PRIVATE EQUITY PARTNERS III, L.P. | Hedge Fund | $6.1M | Mar 20, 2023 | 41 | Mar 30, 2012 | dropped | 021-124291 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Harris, Rebecca, Lynn | PRESIDENT AND CEO, DIRECTOR | Na | yes | 05/2024 | May 7, 2024 | May 7, 2024 |
| RESOLUTE ACQUISITION, INC. | Shareholder | E | yes | 04/2015 | Mar 31, 2017 | May 7, 2024 |
| RESOLUTE INVESTMENT MANAGERS, INC. | SOLE SHAREHOLDER | E | yes | 04/2015 | Mar 31, 2017 | May 7, 2024 |
| RESOLUTE TOPCO, INC. | Shareholder | E | yes | 04/2015 | Mar 31, 2017 | May 7, 2024 |
| BARTELS, PATRICK, JOSEPH | Director | Na | no | 01/2024 | Mar 28, 2024 | May 7, 2024 |
| BEHAN, ROSEMARY, KAVANAUGH | CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT AND SECRETARY | Na | no | 01/2006 | Mar 30, 2012 | May 7, 2024 |
| DONATH, JAME, NMN | Director | Na | no | 01/2024 | Mar 28, 2024 | May 7, 2024 |
| GOLDMAN, RICHARD, MARK | Director | Na | no | 01/2024 | Mar 28, 2024 | May 7, 2024 |
| Heika, Melinda, Gay | CHIEF FINANCIAL OFFICER AND TREASURER | Na | no | 01/2010 | Mar 30, 2012 | May 7, 2024 |
| Hill, Kirstin, NILSSON | Director | Na | no | 01/2024 | Mar 28, 2024 | May 7, 2024 |
| SEARS, CHRISTINA, ELAINE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | Na | no | 09/2004 | Mar 30, 2012 | May 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NATIONAL INVESTMENT SERVICES OF AMERICA, LLC | n/a | Institutional manager | $16B | N | yes | n/a |
| SSI INVESTMENT MANAGEMENT LLC | n/a | Mixed wealth | $2.6B | N | yes | n/a |
| RSW INVESTMENTS HOLDINGS, LLC | n/a | Independent wealth | $2.3B | N | yes | n/a |
| SHAPIRO CAPITAL MANAGEMENT LLC | n/a | Mixed wealth | $2.0B | N | yes | n/a |
| AMERICAN PRIVATE EQUITY MANAGEMENT, L.L.C. | n/a | n/a | n/a | Y | yes | n/a |
| RESOLUTE INVESTMENT DISTRIBUTORS, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $60B | $60B | 121 | 12 | 0 | n/a | n/a |
| 2024 | Mar 31, 2025 | $59B | $59B | 125 | 13 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $57B | $57B | 27 | 14 | 0 | n/a | n/a |
| 2022 | Mar 20, 2023 | $58B | $58B | 28 | 14 | 0 | 2 | $13.9M |
| 2021 | Mar 23, 2022 | $69B | $69B | 27 | 15 | 0 | 2 | $23.6M |
| 2020 | Mar 26, 2021 | $60B | $60B | 26 | 16 | 0 | 2 | $26.3M |
| 2019 | Mar 26, 2020 | $58B | $58B | 26 | 16 | 0 | 2 | $53.1M |
| 2018 | Mar 29, 2019 | $52B | $52B | 26 | 14 | 0 | 2 | $64.8M |
| 2017 | Mar 29, 2018 | $58B | $58B | 23 | 13 | 1 | 3 | $83.4M |
| 2016 | Mar 31, 2017 | $54B | $54B | 101 | 14 | n/a | 3 | $88.2M |
| 2015 | Mar 30, 2016 | $48B | $48B | 100 | 15 | n/a | 3 | $108M |
| 2014 | Mar 31, 2015 | $58B | $58B | 98 | 17 | n/a | 3 | $146M |
| 2013 | Mar 28, 2014 | $53B | $53B | 91 | 17 | n/a | 3 | $176M |
| 2012 | Mar 28, 2013 | $46B | $46B | 87 | 17 | n/a | 3 | $151M |
| 2011 | Mar 30, 2012 | $41B | $41B | n/a | n/a | n/a | 3 | $142M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 3 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $60B | $59B | 1.9% | $58B | 0.9% | 121 | 125 | 0 | 0 |