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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Andrew William Morin

Advisor at D.A. DAVIDSON & CO.

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:a0f32da1-ef80-6d94-9c21-08d789a3ab37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 26, 2011
First registration: Apr 26, 2012
Dual registered: yes, broker-dealer
Other names: DREW MORIN|ANDREW MORIN
IAPD individual key: 5933292

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	May 28, 2019	n/a	yes	SALT LAKE CITY, UT	Current employment
WASATCH ADVISORS LP	Asset manager	Feb 11, 2014	Jun 1, 2017	no	SALT LAKE CITY, UT	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 1, 2013	no	SALT LAKE CITY, UT	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 26, 2012	Oct 1, 2012	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WASATCH ADVISORS LP	D.A. DAVIDSON & CO.	Jun 1, 2017	May 28, 2019	726	Firm change after gap	Other
J.P. MORGAN SECURITIES LLC	WASATCH ADVISORS LP	Oct 1, 2013	Feb 11, 2014	133	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
May 28, 2019 to presentfactForm ADV
→ WASATCH ADVISORS LPRegistered adviserregistration: previous registration
Feb 11, 2014 to Jun 1, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 1, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 26, 2012 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.