DFX Intelligence

J••••••• H••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••••••• H••• N•••••••

Advisor at D•••••••• W••••• M••••••••• L••

SOUTH JORDAN, UT | SPRINGFIELD, MO

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Search this name across graphsid dfx:ria:a103522d-8315-75fe-474a-755eb8da8a85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Oct 30, 2025	n/a	yes	SOUTH JORDAN, UT\|SPRINGFIELD, MO	Current employment
I••••••••• A••••••• N•••••• L••	Independent wealth	Jan 6, 2016	Aug 21, 2026	no	Springfield, MO\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• N•••••• L••	D•••••••• W••••• M••••••••• L••	Aug 21, 2026	Oct 30, 2025	-295	Firm change after gap	RIA to RIA
O•••• W•••••• I•••	I••••••••• A••••••• N•••••• L••	May 26, 2010	Jan 6, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
171991:329878:TX:2026-08-21	Aug 21, 2026	Oct 30, 2025	DALLAS, TX	Firm change after gap

Relationships

Registered with (3)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: previous registration
Jan 6, 2016 to Aug 21, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Feb 5, 2008 to May 26, 2010factForm ADV

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a103522d-8315-75fe-474a-755eb8da8a85
First observed: Feb 5, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.