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Advisor at TALLGRASS WEALTH MANAGEMENT, INC.
Sioux Falls, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TALLGRASS WEALTH MANAGEMENT, INC. | State registered | Sep 17, 2019 | n/a | yes | Sioux Falls, SD | Current employment |
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | May 16, 2019 | n/a | yes | Sioux Falls, SD | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Oct 23, 2007 | Oct 24, 2007 | no | SIOUX FALLS, SD|PARSONS, KS|SIOUX FALLS, SD | Previous registration |
| SUTTERFIELD FINANCIAL GROUP, INC. | Independent wealth | Oct 17, 2005 | May 16, 2019 | no | BARTLESVILLE, OK|SIOUX FALLS, SD|SIOUX FALLS, SD | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Jan 4, 2005 | Sep 7, 2005 | no | SIOUX FALLS, SD|SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUTTERFIELD FINANCIAL GROUP, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | May 16, 2019 | Oct 23, 2007 | -4,223 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SILVER OAK SECURITIES, INC. | Oct 24, 2007 | May 16, 2019 | 4,222 | Firm change after gap | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | SUTTERFIELD FINANCIAL GROUP, INC. | Sep 7, 2005 | Oct 17, 2005 | 40 | Firm change | Other |