DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••• R••••••• C••••••
Fort Worth, TX | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••• R••••••• C•••••• | Independent wealth | Sep 19, 2012 | n/a | yes | Fort Worth, TX|DALLAS, TX | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | Sep 10, 2012 | no | FORT WORTH, TX|FT. WORTH, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A•••••• R••••••• C•••••• | Sep 10, 2012 | Sep 19, 2012 | 9 | Firm change | Wirehouse to new firm |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jan 18, 2008 | Oct 23, 2009 | no | FT. WORTH, TX | Previous registration |
| E••••• J•••• | National bd RIA | Sep 8, 2005 | Jan 24, 2008 | no | Fort Worth, TX | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 16, 2003 | Sep 10, 2005 | no | WACO, TX | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| E••••• J•••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Jan 24, 2008 | Jan 18, 2008 | -6 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E••••• J•••• | Sep 10, 2005 | Sep 8, 2005 | -2 | Firm change | Wirehouse to ibd |