DFX Intelligence

V••••••• K•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

V••••••• K•••• S•••••

Advisor at N••••••• W••••• M••••••••• G••••• L••

Coconut Creek, FL | CINCINNATI, OH

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Search this name across graphsid dfx:ria:a109583e-8887-ef3d-d472-1f6e35dcf2f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• W••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• W••••• M••••••••• G••••• L••	Independent wealth	Jun 29, 2015	n/a	yes	Coconut Creek, FL\|CINCINNATI, OH	Current employment
N••••••• W••••• M••••••••• G••••• L••	Independent wealth	May 18, 2015	Dec 31, 2021	no	CINCINNATI, OH\|Coconut Creek, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• I••••••••• I•••	N••••••• W••••• M••••••••• G••••• L••	May 30, 2008	May 18, 2015	2,544	Firm change after gap	Other

Relationships

Registered with (2)

→ N••••••• W••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
May 18, 2015 to Dec 31, 2021factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2007 to May 30, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a109583e-8887-ef3d-d472-1f6e35dcf2f3
First observed: Jan 16, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.