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S••• H••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

S••• H••••• A••••

Advisor at I••••••••• F•••••••• G••••• L••

Van Alstyne, TX

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Search this name across graphsid dfx:ria:a118c644-b586-052e-7787-0de1503b55fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 4, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Aug 17, 2015	n/a	yes	Van Alstyne, TX	Current employment
H•••••• W••••• G••••• L•••	n/a	Jan 27, 2014	Jul 21, 2015	no	FOLSOM, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• A••••••• S•••••••• I•••	H•••••• W••••• G••••• L•••	Aug 21, 2015	Jan 27, 2014	-571	Firm change after gap	Other
H•••••• W••••• G••••• L•••	I••••••••• F•••••••• G••••• L••	Jul 21, 2015	Aug 17, 2015

Relationships

Registered with (6)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Aug 17, 2015 to presentfactForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 9, 2012 to Aug 21, 2015factForm ADV
→ H•••••• W••••• G••••• L•••Registered adviserregistration: previous registration
Jan 27, 2014 to Jul 21, 2015factForm ADV
→ F•••• A••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a118c644-b586-052e-7787-0de1503b55fa
First observed: May 4, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.