DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Hooman Agahi
Feed of 09/14/2026
At current firm
11 y
since Aug 17, 2015
In the industry
32 y
since Mar 4, 1994 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Aug 17, 2015 · Van Alstyne, Tx
- Horizon Wealth Group, LLC. unclassifiedJan 27, 2014 to Jul 21, 2015 · Folsom, Ca
- First Allied Advisory Services, Inc. formerJul 9, 2012 to Aug 21, 2015 · San Ramon, Ca
- Horizon Wealth Group, LLC. unclassifiedJan 8, 2008 to Dec 31, 2013 · San Ramon, Ca
- Horizon Wealth Group, LLC. unclassifiedOct 8, 2007 to Dec 31, 2007 · Folsom, Ca
- First Allied Securities, Inc. formerJul 5, 2007 to Jul 17, 2012 · Folsom, Ca
- Valentine Capital Asset Management, Inc. formerAug 9, 2006 to Jun 21, 2007 · San Ramon, Ca
- Valentine Capital Asset Management unclassifiedMay 4, 1998 to Aug 10, 2006 · San Ramon, Ca
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Horizon Wealth Group, LLC.left Aug 21, 2015, registered Jan 27, 2014 (-571 days) · Other
- Horizon Wealth Group, LLC. to Independent Financial Group, LLCleft Jul 21, 2015, registered Aug 17, 2015 (27 days) · Other
- Horizon Wealth Group, LLC. to First Allied Advisory Services, Inc.left Dec 31, 2013, registered Jul 9, 2012 (-540 days) · Other
- First Allied Securities, Inc. to Horizon Wealth Group, LLC.left Jul 17, 2012, registered Oct 8, 2007 (-1744 days) · Other
- Valentine Capital Asset Management, Inc. to First Allied Securities, Inc.left Jun 21, 2007, registered Jul 5, 2007 (14 days) · Other
- Valentine Capital Asset Management to Valentine Capital Asset Management, Inc.left Aug 10, 2006, registered Aug 9, 2006 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address