DFX Intelligence

C•••••••• J•••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

C•••••••• J•••••• P•••

Advisor at F••••••••

AUSTIN, TX | Austin, TX

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Search this name across graphsid dfx:ria:a12d7922-838b-93bd-0b9c-b0d4c95508e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••	Independent wealth	Dec 9, 2024	n/a	yes	Austin, TX\|AUSTIN, TX	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Oct 24, 2024	no	CEDAR PARK, TX\|CEDAR PARK, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	F••••••••	Oct 24, 2024	Dec 9, 2024	46	Firm change	Ibd to RIA
C••••• A•••••• N••••••• L••	C••••• I••••••••• A••••••• L••	Jun 29, 2023	Jun 29, 2023

Relationships

Registered with (3)

→ F••••••••Registered adviserregistration: current employment
Dec 9, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Oct 24, 2024factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 8, 2000 to Jun 29, 2023factForm ADV

Dated events

Occurred
Oct 24, 2024
A•••••• firm change
C•••••••• J•••••• P••• left C••••• I••••••••• A••••••• L•• for Forefront (registered 2024-12-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a12d7922-838b-93bd-0b9c-b0d4c95508e3
First observed: Aug 8, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.