This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EP WEALTH ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 25, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Designations

Certified Financial Planner

Exams

S63

First exam

Apr 25, 1996

First registration

Jan 14, 2003

Dual registered

no

Other names

RICHARD CAW|RICK CAW

IAPD individual key

2705644

• Occurred

  Mar 9, 2026
  Advisor changed firm

  Richard Craig Caw left Better Money Decisions for Ep Wealth Advisors (registered 2025-09-23)

  Form ADVobserved 5 days ago
• Occurred

  Apr 12, 2023
  Advisor changed firm

  Richard Craig Caw left The Sherrington Group for Better Money Decisions (registered 2023-03-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a131a3c1-4833-c2bb-5e45-d6a5414511bc

First observed

Jan 14, 2003

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.