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R••••• A•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

R••••• A•••• B••••

Advisor at M• H••••••• S••••••••• I•••

Seattle, WA

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Search this name across graphsid dfx:ria:a131ac5c-a44b-1d47-b958-290b1e28b0a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 1, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M• H••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Apr 10, 2017	n/a	yes	Seattle, WA	Current employment
C••••••• P•••••• W••••• M•••••••••	Former SEC adviser	Jun 1, 2015	Feb 6, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••• W••••• M•••••••••	M• H••••••• S••••••••• I•••	Feb 6, 2023	Apr 10, 2017	-2,128	Firm change after gap	Other
K••••• • P••••••• H•••••• C••••••	C••••••• P•••••• W••••• M•••••••••	Apr 7, 2017

Relationships

Registered with (5)

→ M• H••••••• S••••••••• I•••Registered adviserregistration: current employment
Apr 10, 2017 to presentfactForm ADV
→ C••••••• P•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 1, 2015 to Feb 6, 2023factForm ADV
→ K••••• • P••••••• H•••••• C••••••Registered adviserregistration: previous registration
Apr 6, 2010 to Apr 7, 2017factForm ADV
→ R• B••••• I••Registered adviser

Dated events

Occurred
Feb 6, 2023
Advisor changed firm
R••••• A•••• B•••• left C••••••• P•••••• W••••• M••••••••• for M• H••••••• S••••••••• I••• (registered 2017-04-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a131ac5c-a44b-1d47-b958-290b1e28b0a9
First observed: Aug 1, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.