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Advisor at LPL FINANCIAL LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 14, 2006 | n/a | yes | CHICAGO, IL | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 10, 2002 | Mar 27, 2006 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | LPL FINANCIAL LLC | Mar 27, 2006 | Mar 14, 2006 | -13 | Firm change | Other |