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Registered advisor
S•••• H••••••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••• M•••••••
At current firm
20 y
since Mar 14, 2006
In the industry
46 y
since Feb 29, 1980 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 14, 2006 · Chicago, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 10, 2002 to Mar 27, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Mar 27, 2006, registered Mar 14, 2006 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address