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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Joseph Michael Saadi

Advisor at MORGAN STANLEY

Clayton, MO

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Search this name across graphsid dfx:ria:a1425809-17a5-21d3-ceff-edd83e4d341a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 19, 2019
First registration: Mar 16, 2004
Dual registered: yes, broker-dealer
Other names: JOSEPH M SAADI
IAPD individual key: 4629532

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 19, 2019	n/a	yes	Clayton, MO	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 21, 2009	Sep 24, 2010	no	CHICAGO, IL	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Apr 24, 2007	May 10, 2007	no	NAPERVILLE, IL	Previous registration
MERRILL LYNCH TRUST COMPANY	n/a	Mar 24, 2004	Aug 7, 2006	no	CLEVELAND, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 16, 2004	Aug 7, 2006	no	CLEVELAND, OH\|CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Sep 24, 2010	Sep 19, 2019	3,282	Firm change after gap	Wirehouse to wirehouse
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	May 10, 2007	Apr 21, 2009	712	Firm change after gap	Other
MERRILL LYNCH TRUST COMPANY	J.P. MORGAN SECURITIES INC.	Aug 7, 2006	Apr 24, 2007	260	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MERRILL LYNCH TRUST COMPANY	Aug 7, 2006	Mar 24, 2004	-866	Firm change after gap	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 19, 2019 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 21, 2009 to Sep 24, 2010factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Apr 24, 2007 to May 10, 2007factForm ADV
→ MERRILL LYNCH TRUST COMPANYRegistered adviserregistration: previous registration
Mar 24, 2004 to Aug 7, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 16, 2004 to Aug 7, 2006factForm ADV

Dated events

No dated event names this entity yet.