DFX Intelligence

L••• D•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

L••• D•••• J••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Springfield, MO

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Search this name across graphsid dfx:ria:a142cdd0-1725-382f-5dc5-e78bdb752d78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Aug 1, 2017	n/a	yes	OVERLAND PARK, KS\|Springfield, MO	Current employment
L••••• F•••••••• I••	Former SEC adviser	Mar 13, 2014	Oct 13, 2017	no	SPRINGFIELD, MO\|OVERLAND PARK, KS\|SPRINGFIELD, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F•••••••• I••	P•••• C•••••• F••••••••	Oct 13, 2017	Aug 1, 2017	-73	Bulk transfer	Other
M•• F•••••••• S•••••••• I•••	L••••• F•••••••• I••	Mar 12, 2014	Mar 13, 2014

Relationships

Registered with (3)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Aug 1, 2017 to presentfactForm ADV
→ L••••• F•••••••• I••Registered adviserregistration: previous registration
Mar 13, 2014 to Oct 13, 2017factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2007 to Mar 12, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a142cdd0-1725-382f-5dc5-e78bdb752d78
First observed: Jan 31, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.