RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• D•••• J••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Aug 1, 2017 · Overland Park, Ks
- L••••• F•••••••• I•• formerMar 13, 2014 to Oct 13, 2017 · Springfield, Mo
- M•• F•••••••• S•••••••• I••• formerJan 31, 2007 to Mar 12, 2014 · Springfield, Mo
- L••••• F•••••••• I•• to P•••• C•••••• F••••••••left Oct 13, 2017, registered Aug 1, 2017 (-73 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to L••••• F•••••••• I••left Mar 12, 2014, registered Mar 13, 2014 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address