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Advisor at SANCTUARY ADVISORS, LLC
JERSEY CITY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | May 18, 2023 | n/a | yes | JERSEY CITY, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 17, 2017 | May 19, 2023 | no | PARAMUS, NJ|NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 20, 2017 | no | Paramus, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Feb 13, 2009 | Jun 1, 2009 | no | RIDGEWOOD, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 3, 2002 | Mar 4, 2009 | no | PARAMUS, NJ|HACKENSACK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SANCTUARY ADVISORS, LLC | May 19, 2023 | May 18, 2023 | -1 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 20, 2017 | Mar 17, 2017 | -3 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Mar 4, 2009 | Feb 13, 2009 | -19 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:226606:NY:2023-05-19 | May 19, 2023 | May 18, 2023 | NEW YORK, NY | Firm change |
| 149777:7691:NJ:2017-03-20 | Mar 20, 2017 | Mar 17, 2017 | PARAMUS, NJ | Firm change |