DFX Intelligence

N•••• ••••• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner26 years in industry

N•••• ••••• Z••••

Advisor at B••••••••• C•••••• M••••••••• L••

WHEATON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a15494f4-6627-54f7-7163-a1bb9a3b4ae9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C•••••• M••••••••• L••	Independent wealth	Aug 21, 2006	n/a	yes	WHEATON, IL	Current employment
W••••••••• F•••••••• G••••• I•••	n/a	Aug 30, 2001	Aug 18, 2009	no	WHEATON, IL\|WHEATON, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• F•••••••• G••••• I•••	B••••••••• C•••••• M••••••••• L••	Aug 18, 2009	Aug 21, 2006	-1,093	Firm change after gap	Other
S••••••• P•••••••• A••••••••• S•••••• I••	W••••••••• F•••••••• G••••• I•••	Dec 31, 2003	Aug 30, 2001

Relationships

Registered with (3)

→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Aug 21, 2006 to presentfactForm ADV
→ W••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 30, 2001 to Aug 18, 2009factForm ADV
→ S••••••• P•••••••• A••••••••• S•••••• I••Registered adviserregistration: previous registration
Aug 10, 2001 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a15494f4-6627-54f7-7163-a1bb9a3b4ae9
First observed: Aug 10, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.