D•••• D•• P•••

Advisor at F•••• C••••••• A•••• M••••••••• I••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a156ba07-3393-1429-c00e-9ccbaa55e9da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• A•••• M••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• A•••• M••••••••• I••	Bd affiliated wealth	Aug 17, 2026	n/a	yes	Charlotte, NC	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Jan 31, 2025	n/a	yes	CHARLOTTE, NC\|RALEIGH, NC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	F•••• C••••••• I••••••• S•••••••• I•••	May 3, 2023	Jan 31, 2025	639	Firm change after gap	Ibd to ibd

Relationships

Registered with (3)

→ F•••• C••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 28, 2019 to May 3, 2023factForm ADV

Dated events

Occurred
May 3, 2023
Advisor changed firm
D•••• D•• P••• left M• H••••••• S••••••••• I••• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2025-01-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a156ba07-3393-1429-c00e-9ccbaa55e9da
First observed: May 28, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.