DFX Intelligence

Data Factory

RIA / WealthAdvisor29 years in industry

MICHAEL DAVID WALTON

Advisor at SAGE ADVISORY SERVICES LTD CO

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a156eff2-e947-4a7b-8966-5e81d1b88143

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAGE ADVISORY SERVICES LTD CO
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 26, 1996
First registration: Jun 30, 2005
Dual registered: no
IAPD individual key: 2805516

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAGE ADVISORY SERVICES LTD CO	Mixed wealth	Feb 5, 2010	n/a	yes	AUSTIN, TX	Current employment
BROKERSXPRESS LLC	Former SEC adviser	Mar 13, 2009	Jan 6, 2010	no	CHICAGO, IL\|HOUSTON, TX	Previous registration
USF ADVISORS, LLC	n/a	Aug 1, 2007	Mar 6, 2009	no	HOUSTON, TX	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jun 30, 2005	Aug 6, 2007	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROKERSXPRESS LLC	SAGE ADVISORY SERVICES LTD CO	Jan 6, 2010	Feb 5, 2010	30	Firm change	Other
USF ADVISORS, LLC	BROKERSXPRESS LLC	Mar 6, 2009	Mar 13, 2009	7	Firm change	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	USF ADVISORS, LLC	Aug 6, 2007	Aug 1, 2007	-5	Firm change	Other

Relationships

Registered with (4)

→ SAGE ADVISORY SERVICES LTD CORegistered adviserregistration: current employment
Feb 5, 2010 to presentfactForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Jan 6, 2010factForm ADV
→ USF ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 1, 2007 to Mar 6, 2009factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 30, 2005 to Aug 6, 2007factForm ADV

Dated events

No dated event names this entity yet.