DFX Intelligence

K••••••• S•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

K••••••• S•••••• E••••••

Advisor at M••••• S••••••

Columbus, OH

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Search this name across graphsid dfx:ria:a157e042-01d2-c027-f6b7-0b31e3ac0185

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 25, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 29, 2015	n/a	yes	Columbus, OH	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Mar 17, 2015	Aug 13, 2015	no	DUBLIN, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	M••••• S••••••	Aug 13, 2015	Jul 29, 2015	-15	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••••••• A•••••• A•••••••• I•••	Mar 31, 2014	Mar 17, 2015

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 29, 2015 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2015 to Aug 13, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 14, 2011 to Mar 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a157e042-01d2-c027-f6b7-0b31e3ac0185
First observed: Jun 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.