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Advisor at ROCHESTER WEALTH STRATEGIES, LLC
ROCHESTER, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCHESTER WEALTH STRATEGIES, LLC | Independent wealth | Dec 12, 2018 | n/a | yes | ROCHESTER, MI | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Aug 31, 2018 | Apr 3, 2019 | no | Rochester, MI|MORRISTOWN, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 22, 2010 | Sep 4, 2018 | no | SOUTHFIELD, MI|SOUTHFIELD, MI|Rochester, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | ROCHESTER WEALTH STRATEGIES, LLC | Apr 3, 2019 | Dec 12, 2018 | -112 | Firm change after gap | RIA to RIA |
| MORGAN STANLEY | PRIVATE ADVISOR GROUP, LLC | Sep 4, 2018 | Aug 31, 2018 | -4 | Firm change | Wirehouse to RIA |