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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BRENTWOOD, TN | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 6, 2021 | n/a | yes | SAN FRANCISCO, CA|BRENTWOOD, TN | Current employment |
| WILMINGTON TRUST INVESTMENT MANAGEMENT | Bank affiliated wealth | May 27, 2005 | Jan 19, 2010 | no | WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WILMINGTON TRUST INVESTMENT MANAGEMENT | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 19, 2010 | Dec 6, 2021 | 4,339 | Firm change after gap | Other |