DFX Intelligence

D•••••• C•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D•••••• C•••• R••••••

Advisor at C•••••• A•••••••

Tuscon, AZ | SOUTHFIELD, MI

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Search this name across graphsid dfx:ria:a1721008-97c0-a370-2dc7-19bac1e5adca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 8, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Jun 17, 2026	n/a	yes	Tuscon, AZ\|SOUTHFIELD, MI	Current employment
H•••••• I••••••••• L••	Asset manager	Dec 13, 2022	Mar 3, 2026	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• I••••••••• L••	C•••••• A•••••••	Mar 3, 2026	Jun 17, 2026	106	Firm change	Other
F•••••• F•••••••• A•••••••• L••	H•••••• I••••••••• L••	Nov 15, 2022	Dec 13, 2022

Relationships

Registered with (3)

→ C•••••• A•••••••Registered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ H•••••• I••••••••• L••Registered adviserregistration: previous registration
Dec 13, 2022 to Mar 3, 2026factForm ADV
→ F•••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 8, 2020 to Nov 15, 2022factForm ADV

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
D•••••• C•••• R•••••• left H•••••• I••••••••• L•• for C•••••• A••••••• (registered 2026-06-17)
Form ADVobserved 7 days ago
Occurred
Nov 15, 2022
Advisor changed firm
D•••••• C•••• R•••••• left F•••••• F•••••••• A•••••••• L•• for H•••••• I••••••••• L•• (registered 2022-12-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1721008-97c0-a370-2dc7-19bac1e5adca
First observed: Oct 8, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.