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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 10, 2012 | n/a | yes | NEW YORK, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Feb 9, 2011 | Aug 8, 2012 | no | Short Hills, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 11, 2010 | Jan 5, 2011 | no | EDISON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 8, 2012 | Sep 10, 2012 | 33 | Firm change | Wirehouse to wirehouse |
| EQUITABLE ADVISORS, LLC | MORGAN STANLEY | Jan 5, 2011 | Feb 9, 2011 | 35 | Firm change | Ibd to wirehouse |