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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MINEZ POWELL

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

NEWPORT BEACH, CA | Aliso Viejo, CA

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Search this name across graphsid dfx:ria:a18ab062-126f-cbc8-54cd-d962e487c7dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 5, 2008
First registration: Nov 11, 2008
Dual registered: yes, broker-dealer
Other names: MINEZ M VACA|MINEZ POWELL|MINEZ MARTINEZ POWELL
IAPD individual key: 1974621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 9, 2023	n/a	yes	NEWPORT BEACH, CA\|Aliso Viejo, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 11, 2011	Oct 5, 2023	no	MISSION VIEJO, CA	Previous registration
NMS CAPITAL ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 7, 2011	Sep 22, 2011	no	BEVERLY HILLS, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 12, 2011	no	IRVINE, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 12, 2008	Jun 1, 2009	no	IRVINE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 11, 2008	Dec 18, 2008	no	MISSION VIEJO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Oct 5, 2023	Oct 9, 2023	4	Firm change	Wirehouse to ibd
NMS CAPITAL ASSET MANAGEMENT, INC.	WELLS FARGO ADVISORS	Sep 22, 2011	Jul 11, 2011	-73	Firm change after gap	Other
MORGAN STANLEY	NMS CAPITAL ASSET MANAGEMENT, INC.	Jan 12, 2011	Jan 7, 2011	-5	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Dec 18, 2008	Dec 12, 2008	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:705:CA:2023-10-05	Oct 5, 2023	Oct 9, 2023	MISSION VIEJO, CA	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Oct 9, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 11, 2011 to Oct 5, 2023factForm ADV
→ NMS CAPITAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 7, 2011 to Sep 22, 2011factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 12, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 12, 2008 to Jun 1, 2009factForm ADV

Dated events

Occurred
Oct 5, 2023
Advisor changed firm
Minez Powell left Wells Fargo Advisors for Raymond James & Associates, Inc. (registered 2023-10-09)
Form ADVobserved 5 days ago