DFX Intelligence

S•••• A••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

S•••• A••• W•••••••

Advisor at M••••• P•••••• C•••••• G••••

PARK CITY, UT | CHICAGO, IL

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Search this name across graphsid dfx:ria:a1967040-f667-4004-628c-ed9d3c92be6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 26, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• P•••••• C•••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• P•••••• C•••••• G••••	Independent wealth	Feb 24, 2020	n/a	yes	PARK CITY, UT\|CHICAGO, IL	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Apr 30, 2019	no	CHICAGO, IL\|Chicago, IL\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M••••• P•••••• C•••••• G••••	Apr 30, 2019	Feb 24, 2020	300	Firm change	Wirehouse to RIA
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:285531:IL:2019-04-30	Apr 30, 2019	Feb 24, 2020	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ M••••• P•••••• C•••••• G••••Registered adviserregistration: current employment
Feb 24, 2020 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Apr 30, 2019factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1967040-f667-4004-628c-ed9d3c92be6a
First observed: Feb 26, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.