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N•••• D• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

N•••• D• J••••

Advisor at S••••••• A••••••

RANCHO CUCAMONGA, CA

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Search this name across graphsid dfx:ria:a1a6b1e1-15b0-5906-d8d0-37cf7e4bd16e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• A••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• A••••••	State registered	Aug 26, 2025	n/a	yes	RANCHO CUCAMONGA, CA	Current employment
L••••••• A•••••••	Independent wealth	Nov 15, 2019	Jan 3, 2024	no	OVERLAND PARK, KS\|Rancho Cucamonga, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• A•••••••	S••••••• A••••••	Jan 3, 2024	Aug 26, 2025	601	Firm change after gap	RIA to state RIA
U••• B•••••• I••••••••• I•••	L••••••• A•••••••	Nov 29, 2019

Relationships

Registered with (5)

→ S••••••• A••••••Registered adviserregistration: current employment
Aug 26, 2025 to presentfactForm ADV
→ L••••••• A•••••••Registered adviserregistration: previous registration
Nov 15, 2019 to Jan 3, 2024factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2019 to Nov 29, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jan 3, 2024
A•••••• firm change
N•••• D• J•••• left L••••••• A••••••• for S••••••• A•••••• (registered 2025-08-26)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1a6b1e1-15b0-5906-d8d0-37cf7e4bd16e
First observed: Sep 2, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.