S••••• D••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

OAK BROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1a79065-a921-170e-ba43-fd7e63b235b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 14, 2007	n/a	yes	OAK BROOK, IL	Current employment
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	May 11, 2005	May 18, 2007	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• B•••• • C•••••• L•••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 18, 2007	May 14, 2007	-4	Firm change	Other
M••••• S•••••• D• I•••	W•••••• B•••• • C•••••• L•••••	May 12, 2005	May 11, 2005

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
May 14, 2007 to presentfactForm ADV
→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: previous registration
May 11, 2005 to May 18, 2007factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Apr 19, 2002 to May 12, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1a79065-a921-170e-ba43-fd7e63b235b9
First observed: Apr 19, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.