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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
LOCUST VALLEY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 8, 2022 | n/a | yes | LOCUST VALLEY, NY | Current employment |
| PALUMBO WEALTH MANAGEMENT LLC | Independent wealth | Jul 26, 2021 | Nov 28, 2022 | no | GREAT NECK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 5, 2018 | Jan 30, 2020 | no | GARDEN CITY, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Apr 2, 2018 | Apr 11, 2018 | no | MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PALUMBO WEALTH MANAGEMENT LLC | RAYMOND JAMES & ASSOCIATES, INC. | Nov 28, 2022 | Dec 8, 2022 | 10 | Firm change | RIA to ibd |
| UBS FINANCIAL SERVICES INC. | PALUMBO WEALTH MANAGEMENT LLC | Jan 30, 2020 | Jul 26, 2021 | 543 | Firm change after gap | Wirehouse to RIA |
| EQUITABLE ADVISORS, LLC | UBS FINANCIAL SERVICES INC. | Apr 11, 2018 | Dec 5, 2018 | 238 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:306548:NY:2020-01-28 | Jan 30, 2020 | Jul 26, 2021 | GARDEN CITY, NY | Firm change after gap |
| 6627:8174:NY:2018-04-04 | Apr 11, 2018 | Dec 5, 2018 | MELVILLE, NY | Firm change |