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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PALUMBO WEALTH MANAGEMENT LLC

CRD 306548

GREAT NECK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab53bad8-7c1b-16cc-bb5b-b9efa3b23ab1

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Dec 5, 2019 to Aug 3, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $543MItem 5.F on the latest filing (2026-08-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $543M
Private client RAUM: $530MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $109Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 907
Individual clients: 125
High net worth clients: 158
Custody, client assets: $266M
SEC number: 801-117901
CIK: 1846310
CRD: 306548
Filings on the tape: 31
First filed: Dec 5, 2019
Latest filed: Aug 3, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILIP G PALUMBO	Certified Financial Planner	GREAT NECK, NY	6	26	2	yes
Stephen Jarret Engel	n/a	GREAT NECK, NY	5	15	1	no
PETER DIZDAR	n/a	Berkeley Heights, NJ \| Westfield, NJ \| GREAT NECK, NY	5	14	4	no
KILLANA P WILLIAMS	n/a	GREAT NECK, NY	5	22	1	yes
DOUGLAS ROBERT AUGENTHALER	Certified Financial Planner\|Chartered Financial Analyst	GREAT NECK, NY	5	29	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PALUMBO, PHILIP, G	FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND MANAGING MEMBER	E	yes	01/2020	Jan 17, 2020	Dec 6, 2024
WILLIAMS, KILLANA, P	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Dec 5, 2019	Dec 6, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BERKELEY HEIGHTS	Nj	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$543M	$543M	7	5	2	n/a	n/a
2024	Mar 18, 2025	$542M	$542M	7	5	2	n/a	n/a
2023	Mar 15, 2024	$323M	$323M	6	4	1	n/a	n/a
2022	Mar 17, 2023	$230M	$230M	7	5	1	n/a	n/a
2021	Mar 10, 2022	$219M	$219M	6	6	1	n/a	n/a
2020	Mar 8, 2021	$181M	$181M	7	6	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$543M	$542M	0.2%	$230M	33.2%	7	7	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UBS FINANCIAL SERVICES INC.	3	Jan 28, 2020	Jul 26, 2021	GARDEN CITY, NY	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (6)

← DOUGLAS ROBERT AUGENTHALERAdvisorregistration: current employment
Aug 17, 2021 to presentfactForm ADV
← KILLANA P WILLIAMSAdvisorregistration: current employment
Jul 26, 2021 to presentfactForm ADV
← PETER DIZDARAdvisorregistration: current employment
Mar 9, 2021 to presentfactForm ADV
← Stephen Jarret EngelAdvisorregistration: current employment
Nov 6, 2020 to presentfactForm ADV
← PHILIP G PALUMBOAdvisorregistration: current employment
Jun 9, 2020 to presentfactForm ADV
← James Kevin PryorAdvisorregistration: previous registration
Jul 26, 2021 to Nov 28, 2022factForm ADV

Controls (2)

← PALUMBO, PHILIP, GOwnerFOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND MANAGING MEMBER, ownership code E, individual
Jan 17, 2020 to Dec 6, 2024factForm ADV
← WILLIAMS, KILLANA, POwnerCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 5, 2019 to Dec 6, 2024factForm ADV

Moved with (1)

← UBS FINANCIAL SERVICES INC.Registered adviser3 advisors, team lift out
Jan 28, 2020 to Jul 26, 2021factForm ADV

Dated events

Occurred
Mar 18, 2025
Regulatory AUM changed
Palumbo Wealth Management Llc reported RAUM $542.2M, up 68% from $322.7M (2024-12-06 to 2025-03-18)
Form ADVobserved 5 days ago
$220M
Occurred
Nov 28, 2022
Advisor changed firm
James Kevin Pryor left Palumbo Wealth Management Llc for Raymond James & Associates, Inc. (registered 2022-12-08)
Form ADVobserved 5 days ago
Occurred
Jan 17, 2020
Control person left
Edward Christopher Winn (Managing Member) no longer on Schedule A of Palumbo Wealth Management Llc (listed 2019-12-05, absent 2020-01-17)
Form ADVobserved 5 days ago
Occurred
Jan 17, 2020
Control person joined
G Philip Palumbo (Managing Member) appeared on Schedule A of Palumbo Wealth Management Llc
Form ADVobserved 5 days ago
Occurred
Dec 5, 2019
First Form ADV filing
Akittiny Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab53bad8-7c1b-16cc-bb5b-b9efa3b23ab1
First observed: Dec 5, 2019
Last observed: Aug 3, 2026 48 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PALUMBO WEALTH MANAGEMENT LLC

CRD 306548

GREAT NECK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab53bad8-7c1b-16cc-bb5b-b9efa3b23ab1

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILIP G PALUMBO

Certified Financial Planner

GREAT NECK, NY

yes

Stephen Jarret Engel

n/a

GREAT NECK, NY

PETER DIZDAR

n/a

Berkeley Heights, NJ | Westfield, NJ | GREAT NECK, NY

KILLANA P WILLIAMS

n/a

GREAT NECK, NY

yes

DOUGLAS ROBERT AUGENTHALER

Certified Financial Planner|Chartered Financial Analyst

GREAT NECK, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PALUMBO, PHILIP, G

FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND MANAGING MEMBER

yes

01/2020

Jan 17, 2020

Dec 6, 2024

WILLIAMS, KILLANA, P

CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2020

Dec 5, 2019

Dec 6, 2024

City

State

Country

Employees

Also broker-dealer

BERKELEY HEIGHTS

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$543M

n/a

2024

Mar 18, 2025

$542M

n/a

2023

Mar 15, 2024

$323M

n/a

2022

Mar 17, 2023

$230M

n/a

2021

Mar 10, 2022

$219M

n/a

2020

Mar 8, 2021

$181M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$543M

$542M

0.2%

$230M

33.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UBS FINANCIAL SERVICES INC.

Jan 28, 2020

Jul 26, 2021

GARDEN CITY, NY

Team lift out

Wirehouse to new firm

0.0%